Insights & Analysis

Expert commentary on trends shaping the industry.

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The SEC's 2026 AI Exam Isn't About Hype — It's About Your Controls, Your Logs, and Your Liability

Regulation & Compliance · 6 min read

The AUM Fee Is a Wealth Tax on Clients Who Haven't Gotten Wealthy Yet — and They Know It

Wealth Management · 6 min read

The AUM Fee Is a Wealth Tax on Clients Who Haven't Gotten Wealthy Yet — and They Know It

Wealth Management · 6 min read

The SEC's 2026 AI Exam Isn't About Hype — It's About Your Controls, Your Logs, and Your Liability

Regulation & Compliance · 6 min read

The Home-Country Bias Bill Is Coming Due: Why 2026's Global Outperformance Is a Fiduciary Wake-Up Call

Market Analysis · 6 min read

The 9-in-10 Problem: Why AI Adoption Without Full Integration Is Creating a Two-Tier Advisory Industry

FinTech & Innovation · 5 min read

The 9-in-10 Problem: Why AI Adoption Without Full Integration Is Creating a Two-Tier Advisory Industry

FinTech & Innovation · 5 min read

The Home-Country Bias Bill Is Coming Due: Why 2026's Global Outperformance Is a Fiduciary Wake-Up Call

Market Analysis · 6 min read

Interval Funds Hit $116 Billion and the Suitability Clock Is Ticking: What Advisors Must Do Before the Next Client Asks About Private Markets

Wealth Management · 6 min read

The Advisors Who Thrived in 2022's Drawdown All Did One Thing First. Are You Doing It Now?

Market Analysis · 6 min read

27,000 Advisors Can't Be Wrong: What Jump's $80M Series B Reveals About the Hidden Tax on Advisory Practices

FinTech & Innovation · 6 min read

The Rule That Won't Arrive: Why FinCEN's 2028 AML Delay Is the Worst Outcome RIAs Could Have Asked For

Regulation & Compliance · 6 min read

27,000 Advisors Can't Be Wrong: What Jump's $80M Series B Reveals About the Hidden Tax on Advisory Practices

FinTech & Innovation · 6 min read

The Rule That Won't Arrive: Why FinCEN's 2028 AML Delay Is the Worst Outcome RIAs Could Have Asked For

Regulation & Compliance · 6 min read

FINRA's Rule 3290 Looks Like a Win for Advisors — But the Fine Print Could Create the Conflicts It Claims to Prevent

Regulation & Compliance · 6 min read

The 72% Failure Rate Isn't a Recruiting Problem. It's a Structural Indictment of How the Industry Builds Advisors.

Careers & Industry · 5 min read

The 72% Failure Rate Isn't a Recruiting Problem. It's a Structural Indictment of How the Industry Builds Advisors.

Careers & Industry · 5 min read

FINRA's Rule 3290 Looks Like a Win for Advisors — But the Fine Print Could Create the Conflicts It Claims to Prevent

Regulation & Compliance · 6 min read

Your Advisor's AI Is Already Making Decisions About Your Money. Here's What You Should Demand to Know.

FinTech & Innovation · 6 min read

The Wirehouse Death Spiral: Why 2026 Is the Year Top Advisors Stop Waiting to Break Away

Market Analysis · 6 min read

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